Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Neal is a financial advisor with over 20 years of experience in the industry. Michael is a registered representative of LPL Financial LLC and an Investment Advisor Representative with the state of Tennessee. Michael's previous experience includes positions with Woodbury Financial Services, Inc., Raymond James Financial Services, Inc., NBC Securities, Inc., and Prudential Securities Incorporated. Michael has a wide range of experience and expertise in financial planning, portfolio management, and insurance. Michael is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
09/10/2020 - Present
LPL Financial LLC (HENDERSONVILLE TN)
TN
03/03/2006 - 12/11/2014
WOODBURY FINANCIAL SERVICES, INC. (HENDERSONVILLE TN)
TN
12/01/2000 - 03/08/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (GALLATIN TN)
AL
09/29/2000 - 12/01/2000
NBC SECURITIES, INC. (BIRMINGHAM AL)
FL
03/17/2000 - 10/03/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
02/20/1997 - 07/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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