Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Martin is a financial advisor with Prospera Financial Services, Inc. Michael has been in the industry since June 19, 2009. Michael has Series 6, 7 and 66 registrations. Michael has been registered with Prospera Financial Services, Inc. since December 5, 2021. Before joining Prospera Financial Services, Inc. Michael was registered with Dorsey & Company, Inc. and MetLife Securities Inc. Michael holds a Series 6, 7, 66 and SIE. Michael specializes in serving insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
LA
12/06/2021 - Present
Prospera Financial Services, Inc. (Metairie LA)
LA
01/15/2010 - 12/03/2021
DORSEY & COMPANY, INC. (NEW ORLEANS LA)
LA
02/23/2009 - 08/28/2009
METLIFE SECURITIES INC. (METAIRIE LA)
BOTH
Issued 06/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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