Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Martin is an investment advisor representative, associated with CWA Asset Management Group, registered in North Carolina. Michael has been working in the financial services industry since 1999. Michael has experience with a variety of firms including UBS Financial Services Inc, TD Ameritrade, Inc. and Ameriprise Financial Services, Inc. In addition to his financial expertise, Michael holds Series 63 and Series 65 licenses. Michael’s specialization areas include financial planning, pension consulting, portfolio management for individuals and businesses, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
10/10/2018 - Present
CWA Asset Management Group (Charlotte NC)
NC
06/10/2009 - 04/01/2011
TD AMERITRADE, INC. (CHARLOTTE NC)
NC
05/15/2009 - 06/18/2009
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
04/24/2008 - 08/12/2008
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
04/23/2008 - 04/24/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
11/26/2004 - 03/27/2008
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
MN
11/26/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
GA
09/21/2001 - 11/19/2004
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
GA
09/21/2001 - 11/19/2004
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/28/2000 - 01/27/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
10/29/1999 - 03/21/2000
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 01/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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