Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Lioy is a registered representative with J.p. Morgan Securities LLC, and has been in the industry since 2003. Michael Scott Lioy has passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). Michael Scott Lioy is currently registered in 25 states and 2 districts. Michael Scott Lioy has previous experience with HUNTER SCOTT FINANCIAL LLC., STERNE AGEE FINANCIAL SERVICES, INC., EMMETT A LARKIN COMPANY, INC., and SALOMON GREY FINANCIAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
10/03/2017 - Present
J.p. Morgan Securities LLC (DEERFIELD BEACH FL)
FL
04/05/2012 - 09/25/2012
HUNTER SCOTT FINANCIAL LLC. (CORAL SPRINGS FL)
FL
08/17/2009 - 04/11/2012
STERNE AGEE FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
10/31/2005 - 08/17/2009
EMMETT A LARKIN COMPANY, INC. (FORT LAUDERDALE FL)
TX
03/10/2003 - 11/14/2005
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
BOTH
Issued 02/09/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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