Unclaimed
Michael Scott Joseph is a securities professional with over 20 years of experience in the financial services industry. Michael is currently registered with Jones Lang Lasalle Securities, LLC. Michael is a Series 7, 24, 63 and SIE licensed representative. Michael has previously held positions at HFF Securities L.P. and CS Securities, Inc. Michael has been active in the securities industry since 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/30/2021 - Present
Jones Lang Lasalle Securities, LLC (Los Angeles CA)
CA
08/17/2004 - 06/30/2021
HFF SECURITIES L.P. (LOS ANGELES CA)
CA
05/15/2003 - 09/16/2004
CS SECURITIES, INC. (MALIBU CA)
NY
09/07/2000 - 03/28/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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