Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Holt is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Michael Holt has been in the securities industry since March 19, 2019. Michael Scott Holt is registered in 53 states and the District of Columbia for securities and in 2 states for investment advisory services. Michael Scott Holt holds several industry licenses including Series 7, Series 9, Series 10, Series 66, and SIE. Michael Scott Holt has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since November 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/29/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
BOTH
Issued 05/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Holt is the right advisor for you? Invested Better is here to help.
