Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Holt is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Michael has been in the securities industry since March 19, 2019 and is currently registered in 53 states and 2 territories for both securities and investment advisory services. Michael holds the Series 66, Series 7TO, and Series 9 and Series 10 licenses. The advisor's current firm, Merrill Lynch, Pierce, Fenner & Smith Inc., manages between $10 billion and $50 billion in client assets and has 2911578 total accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/29/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
BOTH
Issued 5/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/9/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/3/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 1/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Holt is the right advisor for you? Invested Better is here to help.
