Unclaimed
Michael Scott Herrmann has been in the securities industry since November 8, 1999. Michael is currently registered with Farmers Financial Solutions, LLC in Tempe, Arizona. Michael has passed the Series 6, Series 63, and SIE exams. Michael is also registered in Texas. Michael was previously registered with Investors Brokerage Services, Inc. in Elgin, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/08/2000 - Present
Farmers Financial Solutions, LLC (TEMPE AZ)
IL
11/09/1999 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
BC
Issued 11/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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