Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Guernier is a financial professional with over 25 years of experience in the industry. Michael currently works as a registered representative with Raymond James & Associates, Inc. located in New York, NY. Michael has a broad range of experience including experience with Morgan Keegan & Company, Inc., Shattuck Hammond Partners LLC, PricewaterhouseCoopers Securities LLC, and Shattuck Hammond Partners Inc. Michael specializes in portfolio management for individuals and businesses. Michael is a strong advocate for his clients' financial success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/02/2013 - Present
Raymond James & Associates, Inc. (New York NY)
NY
06/01/2007 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
10/10/2001 - 06/14/2007
SHATTUCK HAMMOND PARTNERS LLC (NEW YORK NY)
IL
05/21/1998 - 10/30/2001
PRICEWATERHOUSECOOPERS SECURITIES LLC (CHICAGO IL)
NY
10/25/1996 - 05/21/1998
SHATTUCK HAMMOND PARTNERS INC. (NEW YORK NY)
BC
Issued 11/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/21/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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