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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Games is an Investment Advisor Representative associated with SEI Investments Management Corp. based in Oaks, Pennsylvania. Michael has been in the financial services industry since May 1997. Michael has been registered with the Securities and Exchange Commission since May 2008. Michael is also a Registered Representative of FINRA. Michael has held positions at several firms over the years, including Ross, Sinclair & Associates, LLC, Fifth Third Securities, Inc., Essex National Securities, Inc., UBS Financial Services Inc., and Fidelity Brokerage Services LLC. Michael has been a Registered Investment Advisor since July 2014 and has experience working with a wide range of clients, including individuals, families, trusts, businesses, and institutions. Michael is dedicated to providing comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
07/08/2020 - Present
SEI Investments Management Corp. (OAKS PA)
OH
07/17/2014 - 06/15/2020
ROSS, SINCLAIRE & ASSOCIATES, LLC (CINCINNATI OH)
OH
05/21/2008 - 07/15/2014
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
07/31/2007 - 10/29/2007
ESSEX NATIONAL SECURITIES, INC. (MT. ORAB OH)
OH
07/25/2005 - 07/25/2007
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
RI
07/30/1996 - 05/23/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 07/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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