Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Frantz is an investment advisor representative at UBS Financial Services Inc. Michael has been in the industry since 2004 and has a strong background in financial planning and portfolio management. Michael holds Series 6, 7, and 66 securities licenses and is registered to offer investment advice in multiple states, including Washington, Texas and others. Previously Michael has also worked with firms like MORGAN STANLEY SMITH BARNEY, OPPENHEIMER & CO. INC., MCDONALD INVESTMENTS INC., and FARMERS FINANCIAL SOLUTIONS, LLC. Michael is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
10/24/2011 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
09/03/2010 - 09/20/2011
MORGAN STANLEY SMITH BARNEY (SEATTLE WA)
WA
05/21/2008 - 08/02/2010
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NJ
02/09/2007 - 05/29/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
WA
04/13/2006 - 02/09/2007
MCDONALD INVESTMENTS INC. (BELLEVUE WA)
WA
12/01/2004 - 03/29/2006
FARMERS FINANCIAL SOLUTIONS, LLC (SHORELINE WA)
PA
08/10/2004 - 10/04/2004
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MN
02/16/2004 - 06/17/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 06/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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