Unclaimed
Michael Scott Fomuke is an investment advisor representative registered with New Edge Wealth. Michael Scott Fomuke has been in the industry since May 14, 2006. Michael Scott Fomuke has passed the Series 63, Series 7, Series 10, Series 9, Series 3 and SIE exams. Michael Scott Fomuke is registered to provide investment advice in 27 states and has had previous registrations with UBS Financial Services Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley Distribution, Inc., Morgan Stanley DW Inc. and Max International Broker/Dealer Corp.. Michael Scott Fomuke's specializations include: providing investment advice to high-net-worth individuals, corporations, trusts, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/01/2022 - Present
NEW Edge Wealth (Park City UT)
UT
03/31/2011 - 03/16/2021
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
NY
06/01/2009 - 03/22/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
07/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NJ
12/19/2006 - 07/17/2008
MORGAN STANLEY DISTRIBUTION, INC. (JERSEY CITY NJ)
NY
06/29/2006 - 01/31/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/28/2005 - 01/26/2006
MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)
IA
Issued 11/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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