Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Fitzsimmons is a securities professional with over 20 years of experience in the financial services industry. Michael is currently registered with Williams Trading LLC. Prior to joining Williams Trading LLC, Michael worked with Jefferies LLC, Arcadia Securities, LLC, Saratoga Capital Markets, Merriman Curhan Ford & Co., Volpe, Welty & Company, A California Limited Partnership, Genesis Merchant Group Securities L.P., Banca IMI Securities Corp., Donaldson, Lufkin & Jenrette Securities Corporation, and Bear, Stearns & Co. Inc.. Michael has a broad range of experience in the securities industry, including investment banking, trading, and brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
07/20/2015 - Present
Williams Trading LLC (WESTPORT CT)
CA
04/16/2012 - 04/30/2015
JEFFERIES LLC (SAN FRANCISCO CA)
NY
05/27/2009 - 04/10/2012
ARCADIA SECURITIES, LLC (NEW YORK NY)
NY
10/14/2008 - 04/27/2009
SARATOGA CAPITAL MARKETS (NEW YORK NY)
NY
02/22/2006 - 01/23/2007
MERRIMAN CURHAN FORD & CO. (NEW YORK NY)
CA
02/13/1996 - 01/03/1997
VOLPE, WELTY & COMPANY, A CALIFORNIA LIMITED PARTNERSHIP (SAN FRANCISCO CA)
NY
07/12/1994 - 12/20/1995
GENESIS MERCHANT GROUP SECURITIES L.P. (NEW YORK NY)
NY
06/24/1993 - 06/17/1994
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NJ
06/01/1987 - 11/12/1987
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/27/1986 - 06/05/1987
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/23/1985 - 11/17/1986
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 10/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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