Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Effron is a financial professional with over 28 years of experience in the industry. Michael is currently registered with Wells Fargo Securities, LLC and has previously held positions at Wells Fargo Institutional Securities, LLC, Credit Suisse Securities (USA) LLC, Jefferies & Company, Inc., Piper Jaffray & Co., U.S. Bancorp Investments, Inc., and Huntington Capital Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/09/2013 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
12/09/2013 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
NY
06/15/2010 - 12/13/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/01/2005 - 06/15/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
MN
11/07/1997 - 07/22/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
07/13/2001 - 05/05/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OH
10/10/1994 - 10/24/1997
HUNTINGTON CAPITAL CORP. (COLUMBUS OH)
BC
Issued 11/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Effron is the right advisor for you? Invested Better is here to help.
