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Michael Scott Duncan

Prime Capital Financial

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About Michael Scott Duncan

Michael Scott Duncan is a financial advisor registered with Prime Capital Financial. Michael Scott Duncan has been in the industry since October 18, 1988 and has a current registration with FINRA and is registered in 11 states. Michael Scott Duncan previously worked at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., Commonwealth Financial Network, The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and CIGNA Financial Advisors,INC..

Firm Information

Michael Duncan is currently registered with Prime Capital Financial. Prime Capital Financial is an investment advisor headquartered in Overland Park, KS. They provide financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles. They also offer qualified retirement plan services, consulting services, co-advisory, and selection of sub-advisors. Prime Capital Financial manages over $24 billion in assets for over 30,000 clients.
Prime Capital Financial

6201 COLLEGE BLVD.

OVERLAND PARK, KS 66211

$24.36B

Assets Under Management

1,968

Total Clients

201

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors

Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Seminar fees, promoter fees, subscription fee financial plans

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Michael Duncan’s Registration & Firm History

KS

10/06/2023 - Present

Prime Capital Financial (OVERLAND PARK KS)

NJ

07/01/2020 - 11/03/2023

GOLDMAN SACHS & CO. LLC (Paramus NJ)

NJ

07/01/2020 - 11/03/2023

MERCER ALLIED COMPANY, L.P. (PARAMUS NJ)

NJ

11/01/2017 - 06/30/2020

CETERA ADVISOR NETWORKS LLC (PARAMUS NJ)

NJ

01/11/2010 - 11/01/2017

GIRARD SECURITIES, INC. (PARAMUS NJ)

NJ

02/25/2002 - 01/12/2010

COMMONWEALTH FINANCIAL NETWORK (RIDGEWOOD NJ)

IN

10/12/2001 - 03/05/2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IN

06/01/1998 - 03/05/2002

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

PA

10/19/1988 - 06/01/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

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Licenses & Designations

IA

Issued 03/07/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/22/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Scott Duncan. Review regulatory record here.
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