Unclaimed
Michael Scott Duncan is a financial advisor registered with Prime Capital Financial. Michael Scott Duncan has been in the industry since October 18, 1988 and has a current registration with FINRA and is registered in 11 states. Michael Scott Duncan previously worked at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., Commonwealth Financial Network, The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and CIGNA Financial Advisors,INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
10/06/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
NJ
07/01/2020 - 11/03/2023
GOLDMAN SACHS & CO. LLC (Paramus NJ)
NJ
07/01/2020 - 11/03/2023
MERCER ALLIED COMPANY, L.P. (PARAMUS NJ)
NJ
11/01/2017 - 06/30/2020
CETERA ADVISOR NETWORKS LLC (PARAMUS NJ)
NJ
01/11/2010 - 11/01/2017
GIRARD SECURITIES, INC. (PARAMUS NJ)
NJ
02/25/2002 - 01/12/2010
COMMONWEALTH FINANCIAL NETWORK (RIDGEWOOD NJ)
IN
10/12/2001 - 03/05/2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 03/05/2002
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
10/19/1988 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 03/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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