Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Dum is a financial advisor with USA Financial Securities LLC in Ada, MI. Michael has been in the securities industry since March 1, 1991 and has worked with American Express Financial Advisors Inc., IDS Life Insurance Company, Nationwide Advisory Services, Inc., and Pruco Securities Corporation in the past. Michael's investment experience includes both individual and business portfolio management and financial planning. Michael holds the Series 6, 7, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/10/2025 - Present
USA Financial Securities LLC (ADA MI)
MN
12/17/1999 - 04/04/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/17/1999 - 04/04/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
01/31/1996 - 10/20/1998
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NJ
10/04/1989 - 11/06/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/04/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 05/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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