Unclaimed
Michael Scott Dominguez is a financial advisor with over 25 years of experience in the industry. Michael is currently registered with Investment Distributors, Inc. in Covington, KY. Michael holds the Series 6, Series 63, and SIE licenses. Michael is registered in Kentucky and Ohio. Michael was previously registered with Concourse Financial Group Securities, Inc., Ameritas Investment Corp., and Carillon Investments, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
KY
07/11/2011 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)
OH
06/30/2006 - 06/24/2011
AMERITAS INVESTMENT CORP. (CINCINNATI OH)
OH
07/30/1997 - 06/30/2006
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IA
04/15/1996 - 05/05/1997
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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