Unclaimed
Michael Scott Cooper is an active advisor registered with both FINRA and the SEC, and has been in the financial services industry for over 30 years. Currently, Michael Scott Cooper is an Investment Advisor Representative with Morgan Stanley, having started working with them in August of 2013. Michael Scott Cooper is licensed to provide investment advice in 33 states and has a current active registration with Morgan Stanley in both North Carolina and Texas. Michael Scott Cooper's experience includes previous roles at BB&T Securities, LLC, Scott & Stringfellow, LLC, Wachovia Securities, LLC, BB&T Investment Services, Inc., Centura Securities, Inc., and NationsSecurities. Prior to joining Morgan Stanley, Michael Scott Cooper was also an Investment Advisor Representative with BB&T Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
04/15/2020 - Present
Morgan Stanley (WILMINGTON NC)
VA
01/02/2013 - 08/21/2013
BB&T SECURITIES, LLC (RICHMOND VA)
NC
11/17/2005 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RALEIGH NC)
MO
06/07/2001 - 11/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/17/1999 - 05/16/2001
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
09/29/1997 - 02/10/1999
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
NA
02/18/1997 - 09/25/1997
NATIONSSECURITIES
NC
09/17/1993 - 03/10/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 10/14/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Cooper is the right advisor for you? Invested Better is here to help.