Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Clements is a financial advisor with Fidelity Personal And Workplace Advisors. Michael has been in the industry since 1986. Michael has registrations in 53 states and is also registered with the Securities and Exchange Commission as an Investment Advisor Representative. Michael has been a Registered Representative with Frost Brokerage Services, Inc. for over 3 years. Previously, Michael was also a Registered Representative with Scottrade, Inc., Girard Securities, Inc., TD Ameritrade, Inc., RBC Capital Markets Corporation, Next Financial Group, Inc., H&R Block Financial Advisors, Inc., and M.G. Morgan & Company. Michael holds Series 4, 7, 8, 9, 10, 24, 31, 52, 53, 63, and 65 licenses. Michael also has a Municipal Securities Representative license.
CYPRESS, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/28/2022 - Present
Fidelity Personal AND Workplace Advisors (CYPRESS TX)
TX
07/18/2018 - 05/26/2021
FROST BROKERAGE SERVICES, INC. (Houston TX)
TX
12/23/2014 - 03/08/2018
SCOTTRADE, INC. (SUGARLAND TX)
TX
09/05/2014 - 12/24/2014
GIRARD SECURITIES, INC. (THE WOODLANDS TX)
TX
07/09/2013 - 08/04/2014
SCOTTRADE, INC. (HOUSTON TX)
TX
05/15/2009 - 05/13/2013
TD AMERITRADE, INC. (HOUSTON TX)
TX
02/12/2008 - 11/05/2008
RBC CAPITAL MARKETS CORPORATION (HOUSTON TX)
TX
09/05/2006 - 09/12/2007
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
03/10/1987 - 03/20/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (HOUSTON TX)
NA
05/14/1986 - 03/18/1987
M.G. MORGAN & COMPANY
NA
05/22/1984 - 04/17/1986
INVESTA, INC.
IA
Issued 10/3/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/3/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/22/1992
Series 24 - General Securities Principal Examination
BC
Issued 7/28/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 7/15/1987
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 4/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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