Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Brown is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered with Raymond James & Associates, Inc. in Florida and is a Series 66, 63, 57TO, SIE, 55, 7, and 25 licensed professional. Michael is also registered as an Investment Advisor Representative in the state of Florida. Prior to joining Raymond James, Michael worked as a financial advisor for Morgan Stanley Smith Barney, Wells Fargo Advisors, LLC, M & J Securities, Inc., and O'Connor & Company LLC. Michael has experience providing financial advice to individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Michael specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/28/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
05/09/2011 - 07/03/2013
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
02/16/2010 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (TAMPA FL)
FL
06/16/2008 - 11/03/2009
WELLS FARGO ADVISORS, LLC (ST. PETERSBURG FL)
NY
10/01/2000 - 10/02/2007
M & J SECURITIES, INC. (NEW YORK NY)
IL
03/01/2000 - 12/19/2000
O'CONNOR & COMPANY LLC (CHICAGO IL)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/13/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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