Unclaimed
Michael Scott Brogan is a registered representative with Lincoln Financial Distributors, Inc. in RADNOR, PA. Michael has been in the financial services industry since 1994 and has passed the Series 6, Series 26, Series 63 and SIE exams. Michael is currently registered with the state of Vermont for Broker/Dealer activities. Michael was previously registered with MONY Securities Corporation and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/22/2004 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
NY
05/11/2004 - 10/14/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/29/1994 - 03/30/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 11/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Brogan is the right advisor for you? Invested Better is here to help.