Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Barker is a financial advisor who has been in the industry since 2006. Michael is currently registered with Shea & Company, LLC and has been with the firm since 2012. Prior to joining Shea & Company, LLC, Michael worked at Morgan Keegan & Company, Inc. and Revolution Partners, LLC. Michael is licensed to sell securities in California and Massachusetts. He holds several licenses, including Series 7, Series 24, Series 63, Series 79, Series 99, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/27/2012 - Present
Shea & Company, LLC (SAN FRANCISCO CA)
CA
12/15/2008 - 04/30/2012
MORGAN KEEGAN & COMPANY, INC. (SAN FRANCISCO CA)
CA
01/01/2007 - 12/31/2008
REVOLUTION PARTNERS, LLC (SAN FRANCISCO CA)
BC
Issued 12/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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