Unclaimed
Michael Scott Bagocus is an investment advisor representative at Centaurus Financial, Inc. Michael has been in the industry since August 27, 1986. Michael has a broad range of experience with previous affiliations including National Planning Corporation, Securities America, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BA Investment Services, Inc., ProEquities, Inc., First California Capital Markets Group, Inc., Hamilton Investments, Inc., California One, Great Western Financial Securities Corporation, Dean Witter Reynolds Inc. and Prudential-Bache Securities Inc. Michael is registered in California, Delaware, Nevada, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/22/2020 - Present
Centaurus Financial, Inc. (NORTH HILLS CA)
CA
01/27/2003 - 04/04/2016
NATIONAL PLANNING CORPORATION (SANTA CLARITA CA)
NE
12/17/1998 - 01/03/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
09/10/1997 - 01/04/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
08/27/1994 - 09/16/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
AL
03/15/1991 - 04/03/1995
PROEQUITIES, INC. (BIRMINGHAM AL)
NA
06/12/1990 - 09/16/1994
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
NA
08/10/1993 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NA
03/01/1991 - 03/21/1991
CALIFORNIA ONE
CA
03/06/1989 - 03/04/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
08/19/1988 - 03/15/1989
DEAN WITTER REYNOLDS INC.
NA
02/10/1988 - 08/20/1988
F.D. ROBERTS SECURITIES, INC.
NA
04/23/1986 - 11/03/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 01/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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