Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Aves is a financial advisor at LPL Financial LLC, located in HUMMELSTOWN, PA. Michael has been in the financial services industry since 1991. Michael has registrations in several states including Pennsylvania, Texas, New York, New Jersey, Florida and Connecticut. Michael's previous experience includes time at VOYA FINANCIAL ADVISORS, INC., WALNUT STREET SECURITIES, INC., NATHAN & LEWIS SECURITIES, INC., JARON EQUITIES CORP., GUARDIAN INVESTOR SERVICES CORPORATION, GRUNTAL & CO. INCORPORATED and THE STUART-JAMES COMPANY, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/04/2017 - Present
LPL Financial LLC (HUMMELSTOWN PA)
PA
11/15/2006 - 10/02/2017
VOYA FINANCIAL ADVISORS, INC. (MECHANICSBURG PA)
PA
08/01/2003 - 11/21/2006
WALNUT STREET SECURITIES, INC. (MECHANICSBURG PA)
NY
05/06/1997 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
10/20/1993 - 04/10/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
NY
01/03/1992 - 10/25/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
05/25/1989 - 07/27/1989
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
08/08/1988 - 05/09/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 11/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1988
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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