Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Arteca is a financial advisor who has been in the industry since 2002. Michael is currently registered with Pruco Securities, LLC, and has previously been affiliated with Ameritas Investment Corp., New England Securities, Maxim Group LLC, and Investec Ernst & Company. Michael holds the Series 7 and Series 63 licenses, as well as the SIE exam. Michael is registered in Connecticut, Florida, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
NY
09/05/2017 - Present
Pruco Securities, LLC (Melville NY)
NJ
09/07/2010 - 07/27/2017
AMERITAS INVESTMENT CORP. (Matawan NJ)
NY
01/14/2003 - 08/06/2010
NEW ENGLAND SECURITIES (UNIONDALE NY)
NY
10/23/2002 - 01/14/2003
MAXIM GROUP LLC (NEW YORK NY)
NY
07/22/2002 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
BC
Issued 09/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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