Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott Adams is a financial advisor with over 10 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC. Michael has a wide range of experience in the financial services industry, including experience with Wells Fargo Advisors LLC and Morgan Stanley Smith Barney. Michael holds several licenses including Series 66, Series 10, Series 9, SIE, Series 31 and Series 7. Michael specializes in providing financial advice to individuals, businesses and institutions. Michael also has a strong understanding of the investment management process and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/16/2021 - Present
Wells Fargo Clearing Services, LLC (PITTSFORD NY)
NY
10/03/2011 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (ROCHESTER NY)
BOTH
Issued 10/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 09/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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