Unclaimed
Michael Scott is a financial advisor with Nylife Securities LLC. Michael is registered with FINRA and has been in the securities industry for 7 years. Michael holds the Series 6, 7, and 63 securities licenses. Michael's previous employers include Northwestern Mutual Investment Services, LLC, U.S. Bancorp Investments, Inc., and Fifth Third Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/19/2019 - Present
Nylife Securities LLC (LOUISVILLE KY)
KY
06/26/2018 - 11/13/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)
KY
01/30/2018 - 06/06/2018
U.S. BANCORP INVESTMENTS, INC. (LOUISVILLE KY)
KY
03/10/2016 - 06/12/2017
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
BC
Issued 04/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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