Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scott is a financial advisor with TD Private Client Wealth LLC. Michael has over 13 years of experience in the financial services industry. Michael is licensed to provide financial advice in Florida, Maine, and New Hampshire. Michael is a Registered Representative and Investment Advisor Representative. Michael is affiliated with several financial institutions, including MetLife Securities Inc., Sammons Financial Network, LPL Financial LLC, and Edward Jones. Michael specializes in Financial Planning, Pension Consulting, Educational Seminars, Portfolio Management for Individuals, and Portfolio Management for Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
ME
12/01/2021 - Present
TD Private Client Wealth LLC (PORTLAND ME)
ME
04/13/2020 - 01/11/2021
TD AMERITRADE, INC. (Portland ME)
ME
07/03/2019 - 02/26/2020
EDWARD JONES (South Portland ME)
SC
07/18/2018 - 06/26/2019
LPL FINANCIAL LLC (FORT MILL SC)
IA
10/20/2016 - 03/06/2018
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
NC
02/15/2011 - 10/03/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
10/23/2012 - 06/30/2016
METLIFE SECURITIES, INC (CHARLOTTE NC)
NC
10/23/2012 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
IA
09/16/2009 - 09/21/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
04/09/2008 - 08/25/2009
BANCWEST INVESTMENT SERVICES, INC. (AMES IA)
IA
08/10/2007 - 04/18/2008
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
BOTH
Issued 08/17/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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