Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Scot Smith is an investment advisor representative who has been in the industry since 1987. He is currently registered with Ameritas Advisory Services, LLC in Tulsa, Oklahoma. Michael has previously been registered with several other firms including HORNOR, TOWNSEND & KENT, LLC, CETERA ADVISOR NETWORKS LLC, and ASCEND FINANCIAL SERVICES, INC. Michael holds a Series 6, Series 63, and Series 65 license. He also holds the SIE exam certification. Michael is available to work with a variety of clients including individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
OK
02/14/2024 - Present
Ameritas Advisory Services, LLC (TULSA OK)
OK
01/20/2015 - 02/14/2024
HORNOR, TOWNSEND & KENT, LLC (TULSA OK)
OK
05/07/2014 - 01/06/2015
CETERA ADVISOR NETWORKS LLC (TULSA OK)
OK
03/13/2000 - 05/01/2014
HORNOR, TOWNSEND & KENT, INC. (TULSA OK)
MN
09/08/1999 - 03/07/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
08/07/1998 - 08/30/1999
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
OK
03/20/1998 - 08/25/1998
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
NY
08/13/1997 - 08/11/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NJ
10/22/1987 - 08/13/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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