Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Schwartz is a financial advisor registered with Citigroup Global Markets Inc. Michael has been a financial advisor since 2007. Michael has been with Citigroup Global Markets Inc. since 2007, previously working for JPMorgan Securities LLC, Morgan Stanley, and TD Waterhouse Investor Services, Inc. Michael has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Michael specializes in providing financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/28/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/19/2017 - 08/13/2021
J.P. MORGAN SECURITIES LLC (New York NY)
NY
06/08/2010 - 09/05/2017
MORGAN STANLEY (NEW YORK NY)
NY
05/29/2007 - 05/13/2010
CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)
NY
08/23/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NE
07/24/1996 - 08/21/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
01/01/1996 - 04/24/1996
BULL & BEAR SECURITIES, INC. (NEW YORK NY)
NA
08/30/1995 - 12/13/1995
KENSINGTON WELLS INCORPORATED
BOTH
Issued 05/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/13/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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