Unclaimed
Michael Scherer is a financial professional with over 15 years of experience in the industry. Michael is a registered representative of Alps Distributors, Inc. and holds licenses for securities, including Series 7, Series 24 and Series 66. In the past, Michael also worked with Janus Henderson Distributors and LINSCO/PRIVATE LEDGER CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/03/2019 - Present
Alps Distributors, Inc. (Denver CO)
CO
02/02/2006 - 04/03/2019
JANUS HENDERSON DISTRIBUTORS (DENVER CO)
SC
03/07/2005 - 02/07/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
10/07/2003 - 03/11/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 10/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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