Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sawyer is an active investment advisor representative in Florida, New Jersey, New York and Texas. Michael has been in the industry since November 19, 1980. Michael currently works at Morgan Stanley, previously working at Citigroup Global Markets Inc., Banc of America Investment Services, Inc., Banc of America Securities LLC, Montgomery Securities, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Rotan Mosle Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael also works as a landlord in Spring Lake, New Jersey. Michael's experience in financial services spans over four decades, giving him a strong foundation and deep understanding of the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/18/2020 - Present
Morgan Stanley (Miami FL)
NY
09/26/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
08/19/2003 - 10/13/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/01/1997 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
01/17/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NJ
01/28/1995 - 01/27/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/29/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
01/01/1991 - 02/09/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/08/1987 - 01/01/1991
ROTAN MOSLE INC.
NA
11/20/1980 - 07/10/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 08/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/14/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/13/1986
Series 4 - Registered Options Principal Examination
BC
Issued 03/17/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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