Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sandberg is a financial professional with over 30 years of experience in the securities industry. He is currently registered as a registered representative with Aegis Capital Corp, a broker-dealer and investment adviser. Michael has previously held positions at Oppenheimer & Co. Inc., Newbridge Securities Corporation, Wachovia Securities, LLC, Prudential Securities Incorporated, PaineWebber Incorporated, Smith Barney Shearson Inc., Oppenheimer & Co., Inc., and The G.M.S. Group, Inc. He holds Series 7 and Series 66 registrations. Michael specializes in portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
11/06/2024 - Present
Aegis Capital Corp. (Port St. Lucie FL)
FL
03/21/2014 - 12/02/2019
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
05/25/2005 - 03/20/2014
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
MO
07/01/2003 - 05/24/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/10/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/26/1994 - 07/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/01/1993 - 05/23/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/22/1990 - 02/24/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
07/18/1989 - 11/05/1990
THE G.M.S. GROUP, INC. (EAST HANOVER NJ)
BOTH
Issued 03/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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