Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McCormick is a financial advisor who has been in the industry since 1982. Michael is currently registered with Raymond James & Associates, Inc. and has held previous registrations with Dain Rauscher Incorporated, Everen Securities, Inc., and Oppenheimer & Co., Inc. Michael has experience in various areas of financial planning and investment management. Michael holds multiple industry licenses and designations, including Series 3, 4, 7, 8, 9, 10, 24, 31, 63, and 65. Michael is a dedicated financial advisor who is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/07/2010 - Present
Raymond James & Associates, Inc. (Chicago IL)
NY
03/02/1998 - 10/10/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
03/10/1995 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
09/04/1990 - 03/17/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
05/07/1990 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NY
07/11/1988 - 05/21/1990
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/30/1985 - 07/25/1988
BEAR, STEARNS & CO. INC.
NA
06/29/1982 - 06/11/1985
BLUNT ELLIS & LOEWI INCORPORATED
IA
Issued 01/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 03/27/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1996
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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