Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fardy is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Northern Trust Securities, Inc. where he is a Registered Representative. Prior to joining Northern Trust Securities, Inc. Michael was with FUNDS DISTRIBUTOR, LLC, BLACKROCK INVESTMENTS, LLC, BLACKROCK FUND DISTRIBUTION COMPANY, BARCLAYS GLOBAL INVESTORS SERVICES, DREYFUS SERVICE CORPORATION, PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP and SMITH BARNEY INC. Michael is licensed to provide investment advice and services in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/22/2015 - Present
Northern Trust Securities, Inc. (BOSTON MA)
NY
09/25/2013 - 03/19/2014
FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
MA
01/03/2012 - 03/14/2013
BLACKROCK INVESTMENTS, LLC (BOSTON MA)
MA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (BOSTON MA)
MA
08/17/2005 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (BOSTON MA)
NY
05/28/2004 - 06/03/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
MA
10/15/1998 - 04/19/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
11/03/1995 - 09/29/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
08/19/1994 - 11/08/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/10/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Fardy is the right advisor for you? Invested Better is here to help.
