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Michael Salmon

Capfinancial Securities, LLC

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About Michael Salmon

Michael Salmon is a financial professional with over 24 years of experience in the financial services industry. Michael is currently registered with Capfinancial Securities, LLC in Raleigh, North Carolina and has been with the firm since July 2008. Prior to this, Michael worked at Credit Suisse Securities (USA) LLC in New York, New York from March 1997 to April 2007. Michael holds the Series 7, 25, 63, 99TO and SIE licenses.

Firm Information

Michael Salmon is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Salmon’s Registration & Firm History

NC

07/01/2008 - Present

Capfinancial Securities, LLC (RALEIGH NC)

NY

03/25/1997 - 04/17/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 05/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Salmon.
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