Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ziffer is a financial advisor with Morgan Stanley & Co. LLC in New York, NY. He is a registered representative with FINRA and the state of New York. Michael has been in the securities industry since January 3, 2009. Prior to joining Morgan Stanley & Co. LLC, Michael worked at Credit Suisse Securities (USA) LLC, UBS Securities LLC, Brean Capital, LLC, Tradestation Securities, Inc. and Newbridge Securities Corporation. Michael is a Series 3, 7, 63, 86, 87, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/09/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NY
08/24/2017 - 04/28/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/25/2013 - 08/02/2017
UBS SECURITIES LLC (NEW YORK NY)
MA
08/13/2012 - 07/22/2013
BREAN CAPITAL, LLC (BOSTON MA)
FL
09/24/2007 - 04/18/2011
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
09/11/2006 - 11/27/2006
NEWBRIDGE SECURITIES CORPORATION (FT. LAUDERDALE FL)
BC
Issued 10/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/22/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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