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Michael S Ziccarelli

FIS Brokerage & Securities Services LLC

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About Michael S Ziccarelli

Michael Ziccarelli is a financial professional who holds a Series 7, Series 24, Series 57, Series 63, and Series 99TO license. Michael is currently registered with FIS Brokerage & Securities Services LLC and is located in Bolingbrook, IL. Prior to joining FIS Brokerage & Securities Services LLC, Michael worked at GAR WOOD SECURITIES, LLC in Naperville, IL. Michael's areas of expertise include securities trading, operations and general securities.

Firm Information

Michael Ziccarelli is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ziccarelli’s Registration & Firm History

IL

06/06/2024 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

IL

01/08/2020 - 05/31/2024

GAR WOOD SECURITIES, LLC (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 02/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/06/2024

Series 99TO - Operations Professional Examination

BC

Issued 01/23/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/08/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/04/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael S Ziccarelli.
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