Unclaimed
Michael Ziccarelli is a financial professional who holds a Series 7, Series 24, Series 57, Series 63, and Series 99TO license. Michael is currently registered with FIS Brokerage & Securities Services LLC and is located in Bolingbrook, IL. Prior to joining FIS Brokerage & Securities Services LLC, Michael worked at GAR WOOD SECURITIES, LLC in Naperville, IL. Michael's areas of expertise include securities trading, operations and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/06/2024 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
IL
01/08/2020 - 05/31/2024
GAR WOOD SECURITIES, LLC (NAPERVILLE IL)
BC
Issued 02/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/06/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/23/2024
Series 57TO - Securities Trader Exam
BC
Issued 01/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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