Unclaimed
Michael Walsh is a financial professional with over 30 years of experience in the industry. Michael currently works at J.p. Morgan Securities LLC. Michael has a broad range of experience with previous roles at firms such as Chase Investment Services Corp., Chemical Investment Services Corp., Chemical Securities, Inc., Pruco Securities Corporation, and Hibbard Brown & Co., Inc. Michael holds licenses in a number of states and is well-versed in financial planning and investment strategies. Michael has a strong background in portfolio management for both businesses and individuals and is a registered representative in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2012 - Present
J.p. Morgan Securities LLC (HUNTINGTON STATION NY)
NY
06/18/1996 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HUNTINGTON STATION NY)
NA
09/19/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
05/25/1994 - 09/19/1994
CHEMICAL SECURITIES, INC. (NEW YORK NY)
NJ
05/24/1993 - 06/02/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
08/09/1990 - 01/29/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 08/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/11/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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