Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Legieza is an investment advisor representative at Neuberger Berman BD LLC. Michael has been in the financial services industry for over two years. Michael holds Series 3, 7TO, and SIE licenses as well as the Series 63 and 65 licenses. Michael has previous experience at Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/03/2024 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/08/2022 - 05/16/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IA
Issued 06/01/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2022
Series 3 - National Commodity Futures Examination
BC
Issued 08/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/06/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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