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Michael S Korb

Mizuho Securities USA LLC

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About Michael S Korb

Michael Korb is a financial professional with over 20 years of experience in the industry. Michael currently works at Mizuho Securities USA LLC and has been there since January 10, 2018. Prior to joining Mizuho Securities USA LLC, Michael worked at Cantor Fitzgerald & Co. from February 1, 2010 to January 3, 2018 and at Merrill Lynch, Pierce, Fenner & Smith Incorporated from March 8, 2006 to February 9, 2010. Michael is licensed in New York and holds Series 7, Series 63, SIE and Series 99TO licenses.

Firm Information

Michael Korb is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Korb’s Registration & Firm History

NY

01/10/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

02/01/2010 - 01/03/2018

CANTOR FITZGERALD & CO. (New York NY)

NY

03/08/2006 - 02/09/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/25/2003 - 03/08/2006

ADVEST, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael S Korb.
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