Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kelly is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been working in the financial industry since September 24, 1997. Michael has a wide range of experience in the industry and is registered with the state of California and Texas as a Registered Representative. Michael is also a licensed Investment Advisor Representative in California and Texas. Michael Kelly has a strong track record of providing excellent financial advice to clients. Michael's expertise lies in assisting individuals, businesses, and pension plans with their financial needs. Michael has worked with Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2012. Michael has a solid foundation in the financial industry, having previously worked with WADDELL & REED, INC., BIRCHTREE FINANCIAL SERVICES, INC., WACHOVIA SECURITIES, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Michael is committed to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/09/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
12/20/2010 - 04/24/2012
WADDELL & REED, INC. (BREA CA)
CA
05/10/2005 - 01/05/2009
BIRCHTREE FINANCIAL SERVICES, INC. (IRVINE CA)
MO
07/01/2003 - 11/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/21/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Kelly is the right advisor for you? Invested Better is here to help.
