Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hohenberger is a financial advisor with over 28 years of experience in the financial services industry. Michael is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Prior to joining these firms, Michael worked at J.P. MORGAN SECURITIES LLC, INDEPENDENT FINANCIAL GROUP, LLC, and several other firms. Michael is a Certified Financial Planner (CFP®) and holds the Series 7, Series 63 and Series 66 licenses. Michael specializes in providing financial advice to individuals, families, businesses, and institutions. Michael is a dedicated professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/10/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Dallas TX)
TX
09/16/2013 - 01/18/2022
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
05/18/2012 - 08/23/2013
INDEPENDENT FINANCIAL GROUP, LLC (DALLAS TX)
TX
09/17/2008 - 05/15/2012
CAMBRIDGE LEGACY SECURITIES L.L.C. (DALLAS TX)
TX
10/31/2005 - 09/18/2008
AIG FINANCIAL ADVISORS, INC. (DALLAS TX)
AZ
09/25/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
08/24/1999 - 10/02/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
RI
07/06/1994 - 08/20/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
03/04/1994 - 06/30/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 10/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Hohenberger is the right advisor for you? Invested Better is here to help.
