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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Harki is a financial advisor with over 10 years of experience in the industry. Michael has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2017. Michael is registered with the state of Florida as an Investment Advisor Representative, and Texas as an Investment Advisor Representative and General Securities Representative. Before joining Merrill Lynch, Michael worked as a financial advisor with Money Concepts Capital Corp in Palm Beach Gardens, Florida. Michael has passed a number of industry exams, including the Uniform Combined State Law Examination, the General Securities Representative Examination, and the Securities Industry Essentials Examination. Michael is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
FL
05/04/2016 - 03/31/2017
MONEY CONCEPTS CAPITAL CORP (JACKSONVILLE BEACH FL)
BOTH
Issued 06/07/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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