Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gregory is a financial advisor with Gladstone Wealth Partners. Michael has over 35 years of experience in the financial services industry. Michael specializes in providing investment advisory services to individuals, businesses, and charitable organizations. Michael is registered with the state of Illinois as both a broker-dealer and an investment advisor. Michael is a member of FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee accounts, retirement planning consulting services, general consulting services, and referral services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/17/2022 - Present
Gladstone Wealth Partners (SCHAUMBURG IL)
IL
10/01/2012 - 03/26/2020
J.P. MORGAN SECURITIES LLC (PARK RIDGE IL)
IL
08/26/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
07/31/2008 - 08/03/2011
HORWITZ & ASSOCIATES, INC. (RIVERWOODS IL)
IL
01/16/2008 - 03/07/2008
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
05/07/2007 - 01/04/2008
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
01/16/2007 - 04/24/2007
AXA ADVISORS, LLC (NORTHBROOK IL)
IL
07/14/2004 - 01/16/2007
AXA ADVISORS, LLC (ROSEMONT IL)
NY
01/03/2003 - 07/01/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/21/2002 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/28/2000 - 10/23/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/21/1983 - 03/20/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/28/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/13/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/13/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/01/2022
Series 57TO - Securities Trader Exam
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/27/1994
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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