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Michael Ryan McCormack

Imperial Capital, LLC

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About Michael Ryan McCormack

Michael McCormack is a registered representative with Imperial Capital, LLC. Michael has been in the industry since August 29, 2013. Michael is licensed in 29 states.

Firm Information

Michael McCormack is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael McCormack’s Registration & Firm History

NY

08/30/2013 - Present

Imperial Capital, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Ryan McCormack.
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