Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Komppa is a registered representative with Finalis Securities LLC. Michael has over 3 years of experience in the financial services industry, beginning his career at RCX Capital Group, LLC in 2020. Michael is a Series 7, 63, and SIE licensed professional with the necessary qualifications to provide investment banking services. Michael has passed examinations to advise clients in a variety of states, including California, Florida, Michigan, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/05/2022 - Present
Finalis Securities LLC (New York NY)
TX
09/09/2020 - 12/20/2022
RCX CAPITAL GROUP, LLC (THE WOODLANDS TX)
BC
Issued 09/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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