Unclaimed
Michael Hughes is a Registered Investment Advisor, licensed with Vann Equity Management LLC, which is based in Austin, TX. Michael is a financial professional with a wide range of experience in the financial services industry. Michael is also a registered representative with Vann Equity Management LLC. Michael has been in the industry since 2000. Michael is currently registered with the state of Texas and has passed the Series 7, Series 24, Series 63 and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/14/2024 - Present
Vann Equity Management LLC (Austin TX)
TX
04/07/2015 - 11/29/2017
SCF SECURITIES, INC. (AUSTIN TX)
TX
06/15/2012 - 03/31/2015
EDWARD JONES (AUSTIN TX)
TX
04/20/2011 - 09/07/2011
WADDELL & REED, INC. (AUSTIN TX)
TX
07/12/2004 - 02/21/2009
FIDELITY BROKERAGE SERVICES LLC (AUSTIN TX)
KS
03/26/2003 - 12/31/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
TX
09/21/2000 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
05/21/1999 - 07/25/2000
INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)
TX
03/15/1999 - 05/06/1999
LLOYD WADE SECURITIES INC. (DALLAS TX)
BC
Issued 10/09/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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