Unclaimed
Michael Ryan Harm has been in the industry since July 2002 and is currently registered with Allstate Financial Advisors, LLC. Michael has held several positions at different firms over the years, including Waddell & Reed, Inc. and Smith Hayes Financial Services Corporation. Michael is licensed to provide investment advice in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Third party advisory fees
1
2
NE
10/31/2008 - Present
Allstate Financial Advisors, LLC (Lincoln NE)
NE
02/04/2004 - 08/03/2005
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
KS
06/05/2002 - 12/31/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 06/20/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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