linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Ryan Haggerty

ADP Broker-Dealer, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Ryan Haggerty

Michael Ryan Haggerty is a registered representative with ADP Broker-Dealer, Inc. and has been in the financial services industry since 1998. Michael has a broad range of experience, having previously worked with DWS Investments Distributors, Inc., Scudder Distributors, Inc. and Scudder Investor Services, Inc. Michael is licensed to sell securities in 52 states and holds the Series 7, 63, 66, 26 and SIE exams. Currently, Michael is associated with ADP Broker-Dealer, Inc. in the branch office located in Florham Park, NJ.

Firm Information

Michael Haggerty is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Haggerty’s Registration & Firm History

NJ

02/11/2013 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

MA

09/19/2005 - 01/03/2013

DWS INVESTMENTS DISTRIBUTORS, INC (BOSTON MA)

IL

10/19/2001 - 09/25/2003

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

03/07/1997 - 10/19/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

07/23/1996 - 02/20/1997

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

Not sure if Michael Ryan Haggerty is right for you?

Licenses & Designations

BC

Issued 08/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Ryan Haggerty.
Not sure if Michael Ryan Haggerty is right for you?