Unclaimed
Michael Ryan DeWalt is an investment advisor representative who is active in Illinois. Michael is registered with Northwestern Mutual Investment Services, LLC and has been in the industry since November 1, 2015. Michael has experience with Midwestern Securities Trading Company, LLC and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
02/16/2023 - Present
Northwestern Mutual Investment Services, LLC (PEORIA IL)
IL
06/21/2019 - 01/03/2023
MIDWESTERN SECURITIES TRADING COMPANY, LLC (EAST PEORIA IL)
IL
08/10/2015 - 05/10/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (PEORIA IL)
IA
Issued 12/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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